Dominic C Bacon

Dominic C Bacon

Tel: 07747 633745      dominic.bacon@stcglobal.co.uk

Dominic qualified as a Solicitor in 1989, beginning his career with Theodore Goddard before he joined Standard Chartered Bank in 1992. In 1998, Dominic moved to the USA to become Standard Chartered’s Head of Legal and Compliance – The Americas. He then joined Gulf International Bank back in London as General Counsel in 2002 and left in 2007 to join CMC Markets where he was Group Director – Legal. Dominic then joined WorldSpreads in 2010 as General Counsel and left earlier this year following his discovery of issues that resulted in the company going into administration.

Dominic was named one of The Lawyer’s “Hot 100” lawyers in 2004 and was also nominated for Legal Week’s “Blue Chip Small Team of the Year in 2003 and The Lawyer’s “In-House Lawyer of the Year” in 2009.   Dominic has significant experience of creating and managing Legal, Compliance, Risk and Ethics Departments and Programmes and of managing large and small teams dealing with these issues.

Dominic is also a “hands-on” individual who is equally at home advising on strategy, drafting letters/policies, creating/giving training sessions and interacting with business heads or regualtory/adminsitrative bodies. He has also managed (and been managed on a) cross-border and cross-functional basis and so is well aware of the competing demands on senior management/professionals particularly in the current challenging climate.

In addition, he has had significant exposure to not just the FSA, but also a number of other Regulators including

  • BaFin
  • CNMV
  • CMVN
  • AMF
  • CBI
  • HCMC
  • CONSOB
  • FSB
  • ASX
  • ISA
  • as well as the major US Regulators.

In addition, Dominic has strong and diverse relatuionships with law firms and other consultants/professionals in all jurisdictions including the EU, Asia, Middle East, Africa and the Americas – North and South.

We are available on the phone, via email or in person at times that suit you, and whether you are based in the UK, the EU, Asia, Middle East, Africa or the Americas.

We also provide advice and recommendations on specific issues (be it a customer complaint, a regulatory request or an ARROW visit) or with regard to general questions (be that drafting polices. creating training or taking control of a problem).

We have a strong ethical culture, and will always give you our advice and recommendations with honesty, integrity, technical excellence and professionalism.  For this reason our consultants speak at, and chair, a range of conferences in the UK, Europe and the Middle East on these topics.

As an integral part of our service to clients, we undertake a significant amount of technical research. We also track all important regulatory developments and discussions, whether at domestic, EU or global level. This research is made available to our clients on an immediate basis. 

We are also available to review the impact of discussed/proposed regulatory reform and FSA/EU consultation & discussion papers relating to you and your business. If requested we will provide feedback to the relevant regulator on a named/anonomous basis.